‘Judge, Jury and Executioner’: How the SEC is finally leveling the playing field on its dreaded ‘Wells Notice’ enforcement process

Fortune•Friday, October 24, 2025 at 1:05:00 PM

The SEC is making significant strides in its enforcement process by addressing the controversial Wells Notice, which previously left defendants with a mere two weeks to respond. This change is crucial as it aims to create a more equitable environment for those facing potential charges, allowing them more time to prepare their defenses. By reforming this process, the SEC is not only enhancing transparency but also fostering trust in the regulatory system, which is essential for maintaining fair market practices.

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