SEC to notify businesses of technical violations before taking action, FT reports
Investing.comMonday, September 15, 2025 at 5:25:05 AM
PositiveFinancial Markets

The SEC plans to inform businesses about technical violations before taking enforcement action, according to reports from the Financial Times. This approach aims to foster compliance and transparency.
Editor’s Note: This matters because it represents a shift towards a more cooperative regulatory environment, allowing businesses to address issues proactively rather than facing penalties unexpectedly.
— Curated by the World Pulse Now AI Editorial System